{"id":18335,"date":"2026-09-22T06:46:54","date_gmt":"2026-09-22T06:46:54","guid":{"rendered":"https:\/\/www.examlabs.com\/certification\/?p=18335"},"modified":"2026-09-22T06:46:54","modified_gmt":"2026-09-22T06:46:54","slug":"isaca-aair-practice-test-questions-and-exam-dumps-part6-q101-120","status":"publish","type":"post","link":"https:\/\/www.examlabs.com\/certification\/isaca-aair-practice-test-questions-and-exam-dumps-part6-q101-120\/","title":{"rendered":"Isaca AAIR Practice Test Questions and Exam Dumps Part6 Q101-120"},"content":{"rendered":"<p><b>View Full <\/b><a href=\"https:\/\/www.examlabs.com\/aair-exam-dumps\"><b>Isaca AAIR Exam Dumps<\/b><\/a><b> and Practice Test Dumps.<\/b><\/p>\n<p><b><br \/>\n<\/b><b>Q101. An enterprise has created an AI governance council, but project teams remain uncertain about which matters must be escalated to it. What is the BEST improvement?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Require the council to review every technical change<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Allow project managers to decide informally<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Eliminate escalation to speed development<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Define a governance charter with decision rights, escalation criteria, scope, and authority<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 4. Define a governance charter with decision rights, escalation criteria, scope, and authority<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> A governance body is effective only when stakeholders understand its purpose and authority. A formal charter should define which AI decisions require council review, what thresholds trigger escalation, which roles participate, and how exceptions are handled. Examples may include high-risk use cases, policy exceptions, material model changes, regulatory concerns, or significant residual-risk acceptance. Requiring review of every minor technical change can create unnecessary bottlenecks, while informal escalation produces inconsistent governance. Clear decision rights enable project teams to operate efficiently while ensuring that material AI risks receive appropriate oversight.<\/span><\/p>\n<p><b>Q102. An organization maintains an AI inventory, but several deployed AI-enabled applications are discovered outside the inventory during a review. What is the MOST appropriate response?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Remove the inventory because it is incomplete<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Reconcile the inventory with discovery sources and establish a recurring completeness-control process<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Document only high-risk systems going forward<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Assume application owners will eventually update the inventory<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 2. Reconcile the inventory with discovery sources and establish a recurring completeness-control process<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> An AI inventory is useful only if it is sufficiently complete and current. The organization should reconcile declared systems with procurement records, cloud usage, software inventories, model repositories, vendor lists, and other discovery sources. Identified gaps should be corrected and root causes addressed through recurring controls and ownership responsibilities. Simply documenting high-risk systems may leave unknown lower-risk systems that later become material. Periodic reconciliation helps detect shadow AI and supports risk classification, regulatory compliance, lifecycle management, supply-chain oversight, incident response, and reporting.<\/span><\/p>\n<p><b>Q103. A new AI regulation becomes effective in six months and introduces additional documentation obligations. What should the risk function do FIRST?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Perform a gap assessment against current AI processes and controls<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Wait until the effective date before acting<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Immediately stop all AI development<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Assume existing policies already satisfy the regulation<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 1. Perform a gap assessment against current AI processes and controls<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> When new regulatory requirements are identified, the organization should first determine how current governance, processes, controls, and documentation compare with those obligations. A gap assessment identifies which requirements are already satisfied and which require remediation. This enables management to prioritize work, assign owners, estimate resources, and complete changes before the regulation becomes effective. Waiting until enforcement begins increases compliance risk, while suspending all AI activity may be disproportionate. Regulatory change management should be proactive, structured, documented, and integrated with existing compliance and AI governance processes.<\/span><\/p>\n<p><b>Q104. An organization wants to reduce the amount of sensitive customer information exposed during centralized model training. Which privacy-enhancing approach MOST directly allows model training to occur closer to where data resides?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Increasing the model&#8217;s parameter count<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Keeping one central raw-data repository<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Federated learning<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Extending data-retention periods<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 3. Federated learning<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Federated learning enables participating systems or locations to train models locally and share model updates rather than requiring all raw data to be centralized. This can reduce certain privacy and data-transfer risks, although it does not eliminate them. Model updates can still potentially leak information, and additional controls may be required for secure aggregation, authentication, poisoning resistance, and privacy. The suitability of federated learning depends on architecture and use case. It should therefore be viewed as a privacy-enhancing design option rather than a guarantee that sensitive information can never be exposed.<\/span><\/p>\n<p><b>Q105. An organization wants to publish statistical insights from a sensitive dataset while reducing the risk that individual records can be inferred from the results. Which technique should it consider?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Differential privacy<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Increasing retention indefinitely<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Removing access logging<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Using larger model files<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 1. Differential privacy<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Differential privacy introduces carefully controlled statistical noise so aggregate analysis can remain useful while reducing the ability to infer whether a specific individual&#8217;s data contributed to the result. The effectiveness depends on parameters such as the privacy budget and how queries are composed over time. It is not appropriate for every use case and may involve a tradeoff between utility and privacy. Differential privacy should be combined with broader privacy governance, access controls, minimization, and retention practices. It is a technical privacy-enhancing mechanism rather than a replacement for legal or organizational privacy obligations.<\/span><\/p>\n<p><b>Q106. A high-impact AI decision system allows a reviewer to override the model&#8217;s recommendation. What makes this control MOST effective?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Reviewers always approve the model output<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Overrides are undocumented to protect reviewer privacy<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Review occurs only after irreversible action<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Reviewers have authority, sufficient information, training, and a practical ability to challenge the model**<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 4. Reviewers have authority, sufficient information, training, and a practical ability to challenge the model<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Human oversight is meaningful only when reviewers can genuinely understand and challenge AI recommendations. They need appropriate authority, contextual information, training, sufficient time, and clear escalation mechanisms. A nominal approval step where people routinely accept the model without scrutiny creates automation bias rather than effective oversight. Overrides should generally be logged and analyzed because patterns may reveal model weaknesses or unclear procedures. Human-in-the-loop controls should therefore be designed around actual decision quality rather than merely inserting a person into the workflow.<\/span><\/p>\n<p><b>Q107. A safety-critical AI service begins producing clearly harmful outputs. Which capability is MOST important for immediate containment?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> A longer model training cycle<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> A tested mechanism to disable, isolate, or switch away from the AI function<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Increasing the model&#8217;s autonomy<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Delaying response until root cause is confirmed<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 2. A tested mechanism to disable, isolate, or switch away from the AI function<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> High-impact AI systems should have practical containment mechanisms so harmful behavior can be stopped quickly. Depending on architecture, this may include disabling a model endpoint, switching to a prior version, invoking a manual process, removing tool permissions, or isolating the affected component. The mechanism must be tested and accompanied by defined decision authority. Root-cause investigation remains important but should not delay containment when ongoing harm is possible. Designing for safe shutdown and fallback is part of lifecycle risk management and operational resilience.<\/span><\/p>\n<p><b>Q108. A risk manager wants evidence that only authorized personnel have accessed a sensitive model repository. Which control provides the MOST useful evidence?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Model documentation only<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Employee awareness posters<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Tamper-resistant access logs linked to authenticated identities<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> The model&#8217;s accuracy score<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 3. Tamper-resistant access logs linked to authenticated identities<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Access logs tied to authenticated identities provide evidence about who accessed sensitive model assets, when access occurred, and potentially what actions were performed. Protecting those logs from unauthorized modification strengthens their value for monitoring, investigations, and assurance. Access controls themselves are preventive, while logging provides detective and evidentiary capability. Awareness materials and model documentation do not demonstrate actual access behavior. For sensitive model repositories, organizations should combine identity management, least privilege, logging, periodic access review, and alerting for anomalous activity.<\/span><\/p>\n<p><b>Q109. An AI model requires specialized GPU infrastructure from one provider, and migrating to another provider would take more than a year. Which risk characteristic is MOST relevant?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Explainability risk<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Vendor lock-in and exit risk<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Model calibration risk<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Data labeling risk<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 2. Vendor lock-in and exit risk<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> When an organization cannot readily move an AI workload away from a provider, it faces lock-in and exit risk. A provider outage, contract dispute, price increase, geopolitical issue, regulatory problem, or strategic change could leave the organization with limited alternatives. Risk management should consider portability, migration time, proprietary interfaces, data-transfer requirements, skills, replacement providers, and contractual exit terms. The organization may accept some lock-in if benefits justify it, but the exposure should be understood and reflected in continuity and supply-chain planning.<\/span><\/p>\n<p><b>Q110. An organization identifies several AI risks that could materialize very quickly once triggered, leaving little time for management response. Which characteristic should be emphasized in prioritization?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Risk velocity<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Model size<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Number of developers<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Document length<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 1. Risk velocity<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Risk velocity describes how quickly a risk can move from trigger to material impact. Two risks may have similar likelihood and impact, but the one that develops within minutes may require more automated detection and predefined response than one that unfolds over months. AI risks such as rapidly propagating harmful outputs, automated decisions, or compromised autonomous tools can have high velocity. Including velocity in risk analysis can improve monitoring, escalation, and incident preparedness. It does not replace likelihood and impact but provides additional information about the time available to respond effectively.<\/span><\/p>\n<p><b>Q111. A generative AI application uses retrieval from an internal knowledge base. Attackers add malicious documents intended to manipulate future model responses. What threat is MOST directly illustrated?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Ordinary model drift<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Business interruption<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Data minimization<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Retrieval or knowledge-base poisoning**<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 4. Retrieval or knowledge-base poisoning<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Retrieval poisoning occurs when an attacker introduces manipulated or malicious content into a knowledge source that an AI system later retrieves. The content can distort answers, mislead users, or contain indirect prompt-injection instructions. Controls may include source approval, write-access restrictions, integrity monitoring, document provenance, content review, isolation of untrusted text, and retrieval filtering. This differs from traditional training-data poisoning because the compromised material may affect outputs dynamically without retraining the model. Retrieval pipelines therefore require security and governance controls similar to other important enterprise data sources.<\/span><\/p>\n<p><b>Q112. An organization accepts a moderate AI risk for six months while a replacement control is implemented. What should happen when the acceptance period expires?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> The risk should automatically disappear from the register<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Acceptance should become permanent<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> The risk and current residual exposure should be reassessed and reauthorized if still necessary<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Monitoring should stop<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 3. The risk and current residual exposure should be reassessed and reauthorized if still necessary<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Time-limited risk acceptance should include an expiration or review date. At that point, management should determine whether planned remediation was completed, whether the risk changed, and whether remaining exposure is still within tolerance. If continued acceptance is necessary, the appropriate risk owner should explicitly reauthorize it rather than allowing the decision to roll forward automatically. This prevents temporary exceptions from becoming permanent unmanaged exposures. The risk register should retain relevant history so stakeholders can understand prior decisions, treatment progress, and current accountability.<\/span><\/p>\n<p><b>Q113. A risk team wants to understand how failure of one AI service could trigger failures in dependent business processes and other AI systems. Which technique is MOST useful?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Dependency and interdependency mapping<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Increasing model accuracy only<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Removing asset ownership information<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Reviewing model source code alone<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 1. Dependency and interdependency mapping<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> AI systems often depend on shared data, APIs, identity services, cloud infrastructure, models, and business processes. Dependency mapping reveals how failure of one component may cascade into other services and can expose concentration or common-cause risks. This supports business impact analysis, continuity planning, incident response, and architecture decisions. A model may perform accurately yet still create enterprise exposure if critical dependencies are poorly understood. Mapping should include both upstream dependencies required by the AI service and downstream processes that rely on its output.<\/span><\/p>\n<p><b>Q114. A high-risk AI control is self-assessed as effective by the team that operates it. What would provide the STRONGEST additional assurance?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Accept the self-assessment without evidence<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Independent testing of control design and operating effectiveness<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Increase the number of policy documents<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Ask the AI model to evaluate itself<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 3. Independent testing of control design and operating effectiveness<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Independent testing provides greater assurance because it reduces the risk of bias or oversight by the team responsible for designing and operating the control. The assessor should evaluate whether the control is appropriately designed to address the stated AI risk and whether it operates consistently in practice. Evidence might include logs, samples, configuration, approvals, monitoring results, and exceptions. Self-assessment remains valuable for ongoing ownership, but material risks often warrant additional challenge from a sufficiently independent and competent party.<\/span><\/p>\n<p><b>Q115. An AI vendor&#8217;s service-level agreement measures uptime but contains no commitment regarding material model changes. Which additional requirement would BEST address lifecycle risk?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Require all vendor employees to work from one office<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Increase the contract font size<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Allow unlimited undocumented model updates<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Require notification and appropriate assessment of material model or service changes**<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 4. Require notification and appropriate assessment of material model or service changes<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> AI services can change behavior when providers modify models, safety controls, data handling, APIs, or underlying infrastructure. These changes can invalidate prior validation or alter compliance, performance, fairness, or security characteristics. Contractual requirements should therefore address notification of material changes and may provide time for customer assessment, testing, or approval depending on criticality. Uptime alone does not address behavioral or lifecycle risk. Strong third-party agreements should reflect the full set of material dependencies and risks associated with the AI service.<\/span><\/p>\n<p><b>Q116. A critical AI vendor must be replaced. Which activity provides the BEST evidence that the organization&#8217;s exit plan is viable?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> A tested migration or transition exercise<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> A statement that migration should be possible<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Vendor marketing material<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> An automatically renewed contract<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 2. A tested migration or transition exercise<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> An exit plan is most credible when key aspects have been tested rather than merely documented. A transition exercise can reveal unexpected dependencies, proprietary formats, data-transfer limitations, retraining requirements, licensing constraints, skills gaps, and realistic migration timelines. Not every organization needs to perform a full provider migration regularly, but critical components should be tested sufficiently to support confidence in the plan. Exit testing also helps estimate recovery or transition effort if a vendor suddenly becomes unavailable or unacceptable.<\/span><\/p>\n<p><b>Q117. During an AI incident investigation, potentially relevant model prompts and outputs may later be needed for regulatory review. What is the MOST important action?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Preserve relevant evidence with integrity and chain-of-custody considerations<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Delete prompts immediately to reduce storage<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Allow unrestricted editing of incident records<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Store only verbal recollections from responders<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 3. Preserve relevant evidence with integrity and chain-of-custody considerations<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Incident evidence should be preserved in a way that supports later investigation, legal review, regulatory inquiry, or disciplinary action where relevant. For AI incidents, evidence may include prompts, outputs, model versions, logs, configuration, retrieved content, approval records, and data lineage. Access and transfer should be documented, and integrity controls should reduce the risk of accidental or deliberate modification. Retention must also comply with privacy and legal requirements. Deleting evidence prematurely can prevent the organization from reconstructing what occurred and why.<\/span><\/p>\n<p><b>Q118. A public-facing AI incident may materially affect customers and attract media attention. Which planning activity is MOST important in addition to technical containment?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Increase model training frequency<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Prepare coordinated crisis communication and stakeholder-notification procedures<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Disable all incident documentation<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Allow individual employees to issue public statements independently<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 1. Prepare coordinated crisis communication and stakeholder-notification procedures<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> Material AI incidents can have reputational, legal, customer, and regulatory consequences in addition to technical impact. Organizations should define who communicates, which stakeholders must be notified, how information is verified, and what regulatory or contractual timelines apply. Messaging should be coordinated with legal, privacy, risk, communications, and business leaders to avoid contradictory or premature statements. Technical containment remains essential, but poor communication can amplify harm. Crisis communication should therefore be incorporated into AI incident response planning for significant scenarios.<\/span><\/p>\n<p><b>Q119. An AI system automatically processes applications, but policy requires human intervention whenever confidence falls below an approved threshold. What does this threshold primarily provide?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> A model-training schedule<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> A defined escalation boundary for uncertain decisions<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> A vendor exit clause<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> A data-retention period<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 2. A defined escalation boundary for uncertain decisions<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> A confidence-based escalation threshold determines when the AI system should stop making autonomous decisions and route the case for human review. This can reduce the risk of acting on uncertain model outputs, particularly when consequences are significant. The threshold should be validated against actual model behavior because confidence scores may not be perfectly calibrated. Monitoring should also evaluate whether too many or too few cases are escalated. The control is useful only when reviewers have sufficient authority, training, information, and time to make a meaningful independent decision.<\/span><\/p>\n<p><b>Q120. An organization uses an AI system to recommend enterprise risk treatments. What is the BEST governance approach?<\/b><\/p>\n<ol>\n<li><b><\/b><span style=\"font-weight: 400;\"> Allow the AI to approve all treatments automatically<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>2.<\/b><span style=\"font-weight: 400;\"> Replace risk owners with the recommendation engine<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>3.<\/b><span style=\"font-weight: 400;\"> Ignore the rationale behind recommendations<\/span><span style=\"font-weight: 400;\"><br \/>\n<\/span><b>4.<\/b><span style=\"font-weight: 400;\"> Treat AI recommendations as decision support and retain accountable human approval for material risk responses**<\/span><\/li>\n<\/ol>\n<p><b>Correct Answer: 4. Treat AI recommendations as decision support and retain accountable human approval for material risk responses<\/b><\/p>\n<p><b>Explanation:<\/b><span style=\"font-weight: 400;\"> AI can analyze risk data, compare scenarios, and suggest treatment alternatives, but accountability for material enterprise risk decisions should remain with authorized human risk owners and governance bodies. Decision-makers should understand the inputs, limitations, uncertainties, and rationale behind recommendations and verify that proposed treatments align with organizational risk appetite. Automated recommendations may improve consistency and speed, but they can also reflect incomplete data or flawed assumptions. The strongest governance model uses AI to support professional judgment rather than replacing accountable risk ownership.<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>View Full Isaca AAIR Exam Dumps and Practice Test Dumps. Q101. An enterprise has created an AI governance council, but project teams remain uncertain about which matters must be escalated to it. What is the BEST improvement? Require the council to review every technical change 2. Allow project managers to decide informally 3. Eliminate escalation [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":[],"categories":[1648,1647],"tags":[],"_links":{"self":[{"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/posts\/18335"}],"collection":[{"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/comments?post=18335"}],"version-history":[{"count":1,"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/posts\/18335\/revisions"}],"predecessor-version":[{"id":18336,"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/posts\/18335\/revisions\/18336"}],"wp:attachment":[{"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/media?parent=18335"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/categories?post=18335"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.examlabs.com\/certification\/wp-json\/wp\/v2\/tags?post=18335"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}